The operating system for registered representatives in biotech.

AI-powered deal sourcing, investor intelligence, and operational tools for registered representatives.

Used by dealmakers at

ABC Bio 1
ABC Bio 2
ABC Bio 3
ABC Bio 4
ABC Bio 5
ABC Bio 6
ABC Bio 1
ABC Bio 2
ABC Bio 3
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ABC Bio 5
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$XX.X B

In capital deployment supported across customer transactions

XX

Fund partnerships and institutional investor relationships

Fund partnerships

ABC Fund 1
ABC Fund 2
ABC Fund 3
ABC Fund 4
ABC Fund 5
ABC Fund 6
ABC Fund 1
ABC Fund 2
ABC Fund 3
ABC Fund 4
ABC Fund 5
ABC Fund 6

Built for every part of the deal cycle.

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Deal Origination Intelligence

Information on which biotech companies are showing financial signals consistent with needing capital in the next 6-12 months.

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Tools we provide:

  • Cash runway analysis from public filings
  • ATM utilization pattern detection
  • Clinical milestone timing data
  • Going-concern language tracking
  • Peer comp set financing activity
  • Insider transaction pattern data
  • Weekly intelligence reports

You decide who to contact and when.

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Issuer Research Tools

Research and pitch preparation tools for engagement letter conversations with biotech CFOs.

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Tools we provide:

  • Comp set analysis for similar-stage and indication biotech
  • Dilution modeling tools
  • Trading pattern analysis
  • Precedent deal terms data
  • Pitch deck templates
  • Financial summary generation
  • One-page issuer briefings

You prepare and deliver your own pitches.

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Engagement Letter Templates and Research

Reference data and templates for engagement letter terms used in biotech capital markets.

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Tools we provide:

  • Industry-standard term benchmarking data by deal size and type
  • ROFR scope and duration reference data
  • Tail period precedent information
  • Exclusivity term comparison data
  • Engagement letter template library with variant clauses
  • ROFR tracking once your engagement is executed
  • Expiration alerts

You negotiate your own engagement letters.

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Investor Research Database

Searchable database of biotech-active funds with their publicly available mandates, ticket sizes, and historical participation.

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Tools we provide:

  • Searchable fund database
  • Mandate filtering by stage, indication, and structure
  • Ticket size history per fund
  • Prior PIPE participation data
  • Recent fund activity and portfolio positioning data
  • Saved searches and lists

You decide which investors to contact for which deals.

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Outreach Workflow Management

Workflow tools for managing your investor outreach activities.

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Tools we provide:

  • Personal CRM for tracking your outreach
  • Call scheduling tools
  • Materials organization
  • Reaction notes per investor
  • Pipeline visibility across your deals
  • Follow-up reminders
  • Relationship history

You solicit investors directly under your BD's supervision.

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Term Sheet Analytics and Templates

Modeling tools and templates for analyzing potential deal terms.

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Tools we provide:

  • Real-time comp set pricing data
  • Warrant coverage modeling tools
  • Registration rights template language
  • Anti-dilution scenario calculators
  • Conversion mechanics calculators for converts
  • Term sheet template library
  • Sensitivity analysis tools

You structure and present terms to your clients.

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Allocation Tracking

Tools for tracking allocations you've made across investors in oversubscribed deals.

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Tools we provide:

  • Allocation tracking spreadsheet tools
  • Investor commitment tracking
  • Pro-rata calculator
  • Allocation history documentation
  • Investor confirmation tracking
  • Export to your records

You make allocation decisions; we help you document and track them.

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Document Workflow and Closing Coordination

Document management and workflow tools for closing biotech capital events.

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Tools we provide:

  • Document version control across drafts
  • E-signature coordination tools
  • Closing checklist templates
  • Settlement timing tracking
  • Transfer agent handoff documentation templates
  • Post-close confirmation workflow

You coordinate directly with counterparties; we provide the workflow infrastructure.

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Form D and Blue Sky Filing Tools

Tools for preparing federal Reg D filings and state-level notice filings.

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Tools we provide:

  • Form D auto-population from deal data you input
  • 15-day filing deadline tracking
  • Blue sky filing reference data across all 50 states
  • State-specific requirement reference
  • Deadline tracking and reminders
  • Annual renewal tracking
  • Audit-trail documentation

Filings are submitted by you or your firm's counsel.

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Rule 2210 Pre-Screening Tools

Compliance pre-screening tools for marketing materials, social media, and outreach communications.

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Tools we provide:

  • AI-powered 2210 pre-screening to flag likely issues
  • Clean content surfacing for faster principal review
  • Communications history tracking
  • Templates for common content types
  • Review workflow integration with your firm

Your firm's Series 24 principal performs the actual review and approval.

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Accredited Investor Verification Workflow

Workflow tools for managing Rule 506(c) accredited investor verification.

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Tools we provide:

  • Verification workflow management
  • Third-party verification service integration
  • Accreditation documentation storage
  • Renewal tracking
  • Audit-grade documentation
  • Per-deal investor list management

You or your firm makes verification determinations.

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PIPE-Specific CRM

CRM tools purpose-built for biotech capital markets relationships.

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Tools we provide:

  • CRM with mandate, ticket size history, and prior participation data per investor
  • Last-contact tracking
  • Deal flow visibility per investor
  • Relationship notes
  • Catalyst-driven outreach reminders
  • Integration with deal pipeline data

You manage your own relationships and communications.

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Post-Close Monitoring Tools

Monitoring tools for tracking obligations and opportunities after a deal closes.

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Tools we provide:

  • Registration statement timing alerts
  • Lockup expiration tracking
  • Warrant exercise notification
  • Ongoing compliance reminders
  • Follow-on opportunity detection from financial signals

You decide what action to take.

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Pipeline Analytics

Analytics tools for managing your individual book of business and deal velocity.

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Tools we provide:

  • Active deal pipeline visualization
  • Conversion analytics from your outreach to close
  • Production analysis by deal type and size
  • Revenue forecasting tools
  • Goal tracking against personal targets

Your personal book of business, your tools.

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Continuing Education Tracking

Tools for tracking ongoing FINRA continuing education and individual compliance obligations.

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Tools we provide:

  • FINRA CE tracking with deadline reminders
  • Firm Element completion tracking
  • Regulatory Element scheduling reminders
  • Outside business activity documentation
  • Political contribution monitoring tools
  • Annual compliance attestation workflow

Your firm administers the actual CE programs.

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